0000899140-05-000078.txt : 20120703
0000899140-05-000078.hdr.sgml : 20120703
20050201105918
ACCESSION NUMBER: 0000899140-05-000078
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20050201
DATE AS OF CHANGE: 20050201
GROUP MEMBERS: WILLIAM R. BERKLEY
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: INTERLAKEN INVESTMENT PARTNERS LP
CENTRAL INDEX KEY: 0001265660
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: 30 LITTLE HARBOR
CITY: MARBLEHEAD
STATE: MA
ZIP: 01945
BUSINESS PHONE: 7816392000
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST MARBLEHEAD CORP
CENTRAL INDEX KEY: 0001262279
STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141]
IRS NUMBER: 043295311
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-79549
FILM NUMBER: 05564341
BUSINESS ADDRESS:
STREET 1: 30 LITTLE HARBOR
CITY: MARBLEHEAD
STATE: MA
ZIP: 01945
BUSINESS PHONE: 7816392000
MAIL ADDRESS:
STREET 1: 0 LITTLE HARBOR
CITY: MARBLEHEAD
STATE: MA
ZIP: 01945
SC 13G/A
1
i2758827a.txt
AMENDMENT NO. 4 TO SCHEDULE 13G
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(AMENDMENT NO. 4)*
FIRST MARBLEHEAD CORPORATION
--------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
--------------------------------------------------------------------------------
(Title of Class of Securities)
320771108
--------------------------------------------------------------------------------
(CUSIP Number)
December 31, 2004
--------------------------------------------------------------------------------
(Date of Event which Requires Filing
of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 10 pages
------------------ ------------------
CUSIP No. 32077108 13G Page 2 of 7 Pages
------------------ ------------------
---------- ---------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Interlaken Investment
Partners, L.P.
---------- ---------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
---------- ---------------------------------------------------------------------
3 SEC USE ONLY
---------- ---------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-------------------- ------ ----------------------------------------------------
5 SOLE VOTING POWER
0
------ ----------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES
BENEFICIALLY 5,286,154
OWNED BY
EACH ------ ----------------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON
WITH 0
------ ----------------------------------------------------
8 SHARED DISPOSITIVE POWER
5,286,154
---------- ---------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,286,154
---------- ---------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
---------- ---------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.2%
---------- ---------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
---------- ---------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT
Page 2 of 7 pages
------------------ ------------------
CUSIP No. 32077108 13G Page 3 of 7 Pages
------------------ ------------------
---------- ---------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON William R. Berkley
---------- ---------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
---------- ---------------------------------------------------------------------
3 SEC USE ONLY
---------- ---------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
-------------------- ------ ----------------------------------------------------
5 SOLE VOTING POWER
1,592,701
------ ----------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES
BENEFICIALLY 5,286,154
OWNED BY
EACH ------ ----------------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON
WITH 1,592,701
------ ----------------------------------------------------
8 SHARED DISPOSITIVE POWER
5,286,154
---------- ---------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,878,855
---------- ---------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
---------- ---------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11.0%
---------- ---------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
---------- ---------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT
Page 3 of 7 pages
Item 1(a) Name of Issuer:
--------------
The First Marblehead Corporation (the "Issuer")
Item 1(b) Address of Issuer's Principal Executive Offices:
-----------------------------------------------
The Prudential Tower
800 Boylston Street, 34th Floor
Boston, MA 02199-8157
Items 2(a) Name of Person Filing; Address of Principal Business Office:
-----------------------------------------------------------
This statement is filed jointly on behalf of the persons
identified below, in accordance with Rule 13d-1(k)(1) under
the Securities Exchange Act of 1934, as amended (the
"Exchange Act"):
Interlaken Investment Partners, L.P. ("Investment Partners")
William R. Berkley ("Berkley")
Item 2(b) Address of Principal Business Office or, if None, Residence
-----------------------------------------------------------
The address of each of Investment Partners and Berkley is:
475 Steamboat Road
Greenwich, CT 06830
Item 2(c) Citizenship:
-----------
For the citizenship of Investment Partners and Berkley, see
Item 4 of the cover sheet for each such Reporting Person.
Item 2(d) Title of Class of Securities:
----------------------------
Common Stock, par value $0.01 per share ("Common Stock")
Item 2(e) CUSIP Number:
------------
320771108
Page 4 of 7 Pages
Item 3 If this statement is filed pursuant to ss.ss. 240.13d-1(b)
----------------------------------------------------------
or 240.13d-2(b) or (c), check whether the person is filing
----------------------------------------------------------
as a:
----
Not Applicable
Item 4. Ownership:
---------
(a) Amount beneficially owned:
As of January 31, 2005, (i) Investment Partners owned
directly 5,286,154 shares of Common Stock, (ii) Interlaken
Management Partners, L.P. ("Management Partners") owned
690,498 shares of Common Stock, (iii) Berkley owned directly
576,325 shares of Common Stock and options to purchase
12,000 shares of Common Stock, which options are currently
exercisable, (iv) Berkley Peninsula LLC owned 250,000 shares
of Common Stock, and (v) The Berkley Foundation, Inc. ("The
Berkley Foundation") owned 63,878 shares of Common Stock.
Berkley is the President and sole shareholder of Lake
Management, Inc., which is the sole general partner of
Management Partners, which is the sole general partner of
Investment Partners. As such, Berkley indirectly controls
Investment Partners and Management Partners and may be
deemed to have beneficial ownership of the 5,286,154 shares
of Common Stock held by Investment Partners and 690,498
shares of Common Stock held by Management Partners. Berkley
is the Managing Director and sole owner of Berkley Peninsula
LLC and may be deemed to be the beneficial owner of the
shares of Common Stock held by Berkley Peninsula LLC.
Berkley is the President of The Berkley Foundation and may
be deemed to be the beneficial owner of the shares of Common
Stock held by The Berkley Foundation. Berkley disclaims
beneficial ownership of all shares of Common Stock owned by
Investment Partners, Management Partners and The Berkley
Foundation except, in each case, to the extent of any
indirect pecuniary interest therein.
(b) Percent of class
Based upon 64,628,579 shares of Common Stock outstanding, as
reported in the Issuer's Quarterly Report on Form 10-Q filed
on November 12, 2004, Investment Partners is deemed to hold
8.2% of
Page 5 of 7 pages
the Issuer's outstanding Common Stock and Berkley is deemed
to hold 11.0% of the Issuer's outstanding Common Stock.
(c) Number of shares as to which the person has:
Interlaken Investment Partners, L.P.: 0
shares with sole power to vote or to direct
the vote; 5,286,154 shares with shared power
to vote or to direct the vote; 0 shares with
sole power to dispose of or to direct the
disposition of; 5,286,154 shares with shared
power to dispose of or to direct the
disposition of
William R. Berkley: 1,592,701 shares with sole power to vote
or to direct the vote; 5,286,154 shares with shared power to
vote or to direct the vote; 1,592,701 shares with sole power
to dispose of or to direct the disposition of; 5,286,154
shares with shared power to dispose of or to direct the
disposition of
Item 5 Ownership of Five Percent or Less of a Class:
--------------------------------------------
N/A
Item 6 Ownership of More than Five Percent on Behalf of Another
--------------------------------------------------------
Person:
------
N/A
Item 7 Identification and Classification of the Subsidiary Which
---------------------------------------------------------
Acquired the Security Being Reported on By the Parent
-----------------------------------------------------
Holding Company:
---------------
N/A
Item 8 Identification and Classification of Members of the Group:
---------------------------------------------------------
N/A
Item 9 Notice of Dissolution of Group:
------------------------------
N/A
Item 10 Certification:
-------------
N/A
Page 6 of 7 pages
SIGNATURE
After reasonable inquiry and to the best of their knowledge and belief,
each of the undersigned certifies that the information set forth in this
statement is true, complete and correct.
Dated: January 31, 2005
INTERLAKEN INVESTMENT PARTNERS, L.P.
By: Interlaken Management Partners, L.P., its
general partner
By: Lake Management, Inc., its general partner
By: /s/ William R. Berkley
------------------------------
William R. Berkley, President
Date: January 31, 2005
By: /s/ William R. Berkley
------------------------------
WILLIAM R. BERKLEY
Date: January 31, 2005
Page 7 of 7 pages
EX-99
2
i2758827b.txt
EXHIBIT A--JOINT FILING AGREEMENT
Exhibit A
AGREEMENT
JOINT FILING OF SCHEDULE 13G
Interlaken Investment Partners, L.P., a limited partnership organized and
existing under the laws of the State of Delaware, and William R. Berkley hereby
agree to file jointly, on behalf of each of them, the statement on Schedule 13G
to which this Agreement is attached, and any amendments thereto which may be
deemed necessary, pursuant to Regulation 13D-G under the Securities Exchange Act
of 1934.
It is understood and agreed that each of the parties hereto is responsible
for the timely filing of such statement and any amendments thereto, and for the
completeness and accuracy of the information concerning such party contained
therein, but such party is not responsible for the completeness or accuracy of
information concerning the other party unless such party knows or has reason to
believe that such information is inaccurate.
It is understood and agreed that a copy of this Agreement shall be attached
as an exhibit to the statement on Schedule 13G, and any amendments thereto,
filed on behalf of each of the parties hereto.
INTERLAKEN INVESTMENT PARTNERS, L.P.
By: Interlaken Management Partners, L.P., its
general partner
By: Lake Management, Inc., its general partner
By: /s/ William R. Berkley
------------------------------
William R. Berkley, President
Date: February 10, 2004
By: /s/ William R. Berkley
------------------------------
WILLIAM R. BERKLEY
Date: February 10, 2004